RIA in a Box

RIA in a Box

About

RIA in a Box is a leading provider of compliance software to the wealth management industry. Approximately 2,000 registered investment advisor (RIA) firms across the US use the platform to manage their compliance procedures more efficiently. RIA in a Box assists with initial registration, provides ongoing compliance software post-formation, and helps compliance officers at larger firms to oversee more complex organizations. It also offers additional SaaS-based solutions for financial advisors such as CRM, billing and other operational tools.

Headquarters

New York, New York

Industry

Investment Management

Fintech & Services

Investment Status

Current

Strategy

AFS